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200505694
<br />Instructions for National UCC Financing Statement Amendment (Form UCC3)
<br />Please type or laser -print this form. Be sure it is completely legible. Read all Instructions, especially Instruction 1 a; correct file number of initial
<br />financing statement is crucial. Follow Instructions completely.
<br />Fill in form very carefully; mistakes may have important legal consequences. If you have questions, consult your attorney. Filing office cannot
<br />give legal advice.
<br />Do not insert anything in the open space in the upper portion of this form; it is reserved for filing office use.
<br />An Amendment may relate to only one financing statement. Do not enter more than one file number in item 1 a.
<br />When properly completed, send Filing Office Copy, with required fee, to filing office. If you want an acknowledgment, complete item B and, if
<br />filing in a filing office that returns an acknowledgment copy furnished by filer, you may also send Acknowledgment Copy, otherwise
<br />detach. Always detach Debtor and Secured Party Copies.
<br />If you need to use attachments, you are encouraged to use either Amendment Addendum (Form UCC3Ad) or Amendment Additional Party
<br />(Form UCC3AP).
<br />Always complete items 1 a and 9.
<br />A. To assist filing offices that might wish to communicate with filer, filer may provide information in item A. This item is optional.
<br />B, Complete item B if you want an acknowledgment sent to you. If filing in a filing office that returns an acknowledgment copy furnished by
<br />filer, present simultaneously with this form a carbon or other copy of this form for use as an acknowledgment copy.
<br />1 a. File number: Enter file number of initial financing statement to
<br />which this Amendment relates. Enter only one file number. In some
<br />states, the file number is not unique; in those states, also enter in
<br />item la, after the file number, the date that the initial financing
<br />statement was filed.
<br />1b. Only if this Amendment is to be filed or recorded in the real
<br />estate records, check box lb and also, in item 13 of Amendment
<br />Addendum, enter Debtor's name, in proper format exactly identical to
<br />the format of item 1 of financing statement, and name of record
<br />owner if Debtor does not have a record interest.
<br />Note: Show purpose of this Amendment by checking box 2, 3, 4,
<br />5 (in item 5 you must check two boxes) or 8; also complete items 6,
<br />7 and /or 8 as appropriate. Filer may use this Amendment form to
<br />simultaneously accomplish both data changes (items 4, 5, and /or 8)
<br />and a Continuation (item 3), although in some states filer may have
<br />to pay a separate fee for each purpose.
<br />2. To terminate the effectiveness of the identified financing
<br />statement with respect to security interest(s) of authorizing Secured
<br />Party, check box 2. See Instruction 9 below.
<br />3. To continue the effectiveness of the identified financing
<br />statement with respect to security interest(s) of authorizing Secured
<br />Party, check box 3. See Instruction 9 below.
<br />4. To assign (i) all of assignor's interest under the identified
<br />financing statement, or (ii) a partial interest in the security interest
<br />covered by the identified financing statement, or (iii) assignor's full
<br />interest in some (but not all) of the collateral covered by the identified
<br />financing statement: Check box in item 4 and enter name of
<br />assignee in item 7a if assignee is an organization, or in item 7b,
<br />formatted as indicated, if assignee is an individual. Complete 7a or
<br />7b, but not both. Also enter assignee's address in item 7c. Also enter
<br />name of assignor in item 9. If partial Assignment affects only some
<br />(but not all) of the collateral covered by the identified financing
<br />statement, filer may check appropriate box in item 8 and indicate
<br />affected collateral in item 8.
<br />5,6,7. To change the name of a party: Check box in item 5 to
<br />indicate whether this Amendment amends information relating to a
<br />Debtor or a Secured Party; also check box in item 5 to indicate that
<br />this is a name change; also enter name of affected party (current
<br />record name, in case of name change) in item 6a or 6b as
<br />appropriate; and enter new name (7a or 7b). If the new name refers
<br />to a Debtor complete item 7c; also complete 7e -7g if 7a was
<br />completed.
<br />5,67. To change the address of a party: Check box in item 5 to
<br />indicate whether this Amendment amends information relating to a
<br />Debtor or a Secured Party; also check box in item 5 to indicate that
<br />this is an address change; also enter name of affected party (current
<br />record name) in item 6a or 6b as appropriate; and enter new address
<br />(7c) in item 7.
<br />5,6,7. To change the name and address of a party: Check box in
<br />item 5 to indicate whether this Amendment amends information
<br />relating to a Debtor or a Secured Party; also check box in item 5 to
<br />indicate that this is a name /address change; also enter name of
<br />affected party (current record name) in item 6a or 6b as appropriate;
<br />and enter the new name (7a or 7b). If the new name refers to a
<br />Debtor complete item 7c; also complete 7e -7g if 7a was completed.
<br />5,6. To delete a party: Check box in item 5 to indicate whether
<br />deleting a Debtor or a Secured Party; also check box in item 5 to
<br />indicate that this is a deletion of a party; and also enter name (6a or
<br />6b) of deleted party in item 6.
<br />5,7. To add party: Check box in item 5 to indicate whether adding a
<br />Debtor or Secured Party; also check box in item 5 to indicate that
<br />this is an addition of a party and enter the new name (7a or 7b). If
<br />the new name refers to a Debtor complete item 7c; also complete
<br />7e -7g if 7a was completed. To include further additional Debtors or
<br />Secured Parties, attach Amendment Additional Party (Form
<br />UCC3AP), using correct name format.
<br />Note: The preferred method for filing against a new Debtor (an
<br />individual or organization not previously of record as a Debtor under
<br />this file number) is to file a new Financing Statement (UCC1) and not
<br />an Amendment (UCC3).
<br />7d. Reserved for Financing Statement Amendments to be filed in
<br />North Dakota or South Dakota only. If this Financing Statement
<br />Amendment is to be filed in North Dakota or South Dakota, the
<br />Debtor's taxpayer identification number (tax ID #) — social security
<br />number or employer identification number must be placed in this box.
<br />8. Collateral change. To change the collateral covered by the
<br />identified financing statement, describe the change in item 8. This
<br />may be accomplished either by describing the collateral to be added
<br />or deleted, or by setting forth in full the collateral description as it is
<br />to be effective after the filing of this Amendment, indicating clearly
<br />the method chosen (check the appropriate box). If the space in item
<br />8 is insufficient, use item 13 of Amendment Addendum (Form
<br />UCC3Ad). A partial release of collateral is a deletion. If, due to a full
<br />release of all collateral, filer no longer claims a security interest
<br />under the identified financing statement, check box 2 (Termination)
<br />and not box 8 (Collateral Change). If a partial assignment consists of
<br />the assignment of some (but not all) of the collateral covered by the
<br />identified financing statement, filer may indicate the assigned
<br />collateral in item 8, check the appropriate box in item 8, and also
<br />comply with instruction 4 above.
<br />9. Always enter name of party of record authorizing this
<br />Amendment; in most cases, this will be a Secured Party of record. If
<br />more than one authorizing Secured Party, give additional name($),
<br />properly formatted, in item 13 of Amendment Addendum (Form
<br />UCC3Ad). If the indicated financing statement refers to the parties as
<br />lessee and lessor, or consignee and consignor, or seller and buyer,
<br />instead of Debtor and Secured Party, references in this Amendment
<br />shall be deemed likewise so to refer to the parties. If this is an
<br />assignment, enter assignor's name. If this is an Amendment
<br />authorized by a Debtor that adds collateral or adds a Debtor, or if this
<br />is a Termination authorized by a Debtor, check the box in item 9 and
<br />enter the name, properly formatted, of the Debtor authorizing this
<br />Amendment, and, if this Amendment or Termination is to be filed or
<br />recorded in the real estate records, also enter, in item 13 of
<br />Amendment Addendum, name of Secured Party of record.
<br />10. This item is optional and is for filer's use only. For filer's
<br />convenience of reference, filer may enter in item 10 any identifying
<br />information (e.g. Secured Party's loan number, law firm file number,
<br />Debtor's name or other identification, state in which form is being
<br />filed, etc.) that filer may find useful.
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